Unclaimed
Thomas Edward O'Hehir-johnson is a financial advisor who has been in the industry since November 2005. Thomas is currently registered with Osaic Wealth, Inc., and has a total of 7 state registrations, with the most recent being in Washington. Thomas has worked for several firms in the past, including Saxony Securities, Inc., Woodbury Financial Services, Inc., Ameriprise Financial Services, Inc., and Morgan Stanley DW Inc.. Thomas has passed the Series 7, Series 31, Series 66, and SIE exams. Thomas is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
03/26/2024 - Present
Osaic Wealth, Inc. (MINNEAPOLIS MN)
MN
01/03/2023 - 03/25/2024
SAXONY SECURITIES, INC. (Bloomington MN)
MN
04/24/2009 - 12/31/2022
WOODBURY FINANCIAL SERVICES, INC. (BLOOMINGTON MN)
MN
07/24/2006 - 04/30/2009
AMERIPRISE FINANCIAL SERVICES, INC. (EDINA MN)
NY
10/14/2005 - 06/07/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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