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Thomas Edward O'Connell

J.p. Morgan Securities LLC

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About Thomas Edward O'Connell

Thomas O'Connell is a financial advisor at J.P. Morgan Securities LLC, where Thomas has been with the firm since January 4, 2013. Thomas has a Series 6, Series 63, and SIE license. Previous experience includes time with Chase Investment Services Corp., where Thomas was registered from August 29, 2008 to October 6, 2011. Thomas has been in the financial services industry since November 26, 2009. Thomas is registered in California, Connecticut, Florida, New Jersey, New York, and North Carolina. Thomas specializes in investments, insurance, and financial planning. J.P. Morgan Securities LLC is a registered broker-dealer and investment adviser with a nationwide presence.

Firm Information

Thomas O'Connell is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Thomas O'Connell’s Registration & Firm History

NC

01/04/2013 - Present

J.p. Morgan Securities LLC (Cornelius NC)

NY

08/29/2008 - 10/06/2011

CHASE INVESTMENT SERVICES CORP. (BAYPORT NY)

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Licenses & Designations

BC

Issued 09/10/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Edward O'Connell.
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