Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Noble is a financial advisor with over 30 years of experience in the financial services industry. Thomas has a broad range of experience in the financial services industry, with previous roles at Raymond James Financial Services, Inc., Raymond James & Associates, Inc., Everen Securities, Inc., Lehman Brothers Inc., and Thomson McKinnon Securities Inc. Currently, Thomas is a registered representative with Raymond James Financial Services Advisors, Inc. Thomas Noble holds the Series 3, 5, 7, 15, 63 and SIE licenses. The firm, Raymond James Financial Services Advisors, Inc., provides financial advice to individuals, families, and businesses. The firm is headquartered in Saint Petersburg, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
11/09/2010 - Present
Raymond James Financial Services Advisors, Inc. (SUGAR LAND TX)
TX
03/07/2008 - 11/05/2010
NRP FINANCIAL, INC. (SUGARLAND TX)
TX
01/11/2005 - 03/10/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (SUGARLAND TX)
FL
06/16/1995 - 01/10/2005
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MO
05/29/1992 - 07/05/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
02/09/1989 - 06/12/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/23/1986 - 03/02/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BC
Issued 05/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 06/12/1986
Series 5 - Interest Rate Options Examination
BC
Issued 06/05/1986
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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