Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Nielson is an Ameriprise Financial Services, LLC advisor with over 35 years of experience in the financial industry. Thomas has experience working with both individual and corporate clients. Thomas's areas of expertise include financial planning, asset allocation, and portfolio management. Ameriprise Financial Services, LLC is a national firm with a wide range of services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
07/26/2016 - Present
Ameriprise Financial Services, LLC (MIDVALE UT)
UT
06/01/2009 - 08/16/2016
MORGAN STANLEY (HOLLADAY UT)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOLLADAY UT)
UT
05/04/1999 - 04/02/2007
MORGAN STANLEY DW INC. (MIDVALE UT)
NY
03/02/1998 - 05/14/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
12/20/1993 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
03/28/1991 - 01/12/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/07/1987 - 04/23/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 10/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/18/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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