Unclaimed
Thomas Nickol is a financial advisor with over 37 years of experience in the financial services industry. Thomas is a Registered Representative with Kestra Investment Services, LLC and an Investment Advisor Representative with Kestra Advisory Services, LLC. Thomas' experience includes working with individuals, families, businesses, and retirement plans. Thomas specializes in providing financial planning, investment management, and retirement planning services. Thomas is a Chartered Financial Consultant and holds a Series 7, Series 6, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
05/03/2023 - Present
Kestra Advisory Services, LLC (Indianapolis IN)
IN
05/05/2014 - 05/07/2014
AMERICAN FUNDS DISTRIBUTORS, INC. (CARMEL IN)
IN
05/07/1992 - 10/04/2013
SICOR SECURITIES INC (INDIANAPOLIS IN)
PA
04/03/1985 - 04/01/1992
CIGNA SECURITIES, INC. (RADNOR PA)
NA
10/06/1983 - 07/30/1984
NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
IA
Issued 01/11/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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