Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Morgan has been working in the financial services industry since May 2004. Thomas Morgan is currently registered with J.p. Morgan Securities LLC in Newark, Delaware. Thomas Morgan holds Series 7, 24, 51 and 66 licenses. Thomas Morgan has worked at VALIC Financial Advisors, Inc. and MetLife Securities Inc. in the past. Thomas Morgan currently holds licenses to offer financial services in all 50 states. Thomas Morgan has experience working with individuals, high-net-worth individuals, corporations, businesses, charitable organizations, insurance companies, pension and profit-sharing plans, and labor unions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DE
02/22/2023 - Present
J.p. Morgan Securities LLC (Newark DE)
NJ
01/20/2011 - 10/14/2022
VALIC FINANCIAL ADVISORS, INC. (MOUNT LAUREL NJ)
NJ
01/22/2004 - 01/24/2011
METLIFE SECURITIES INC. (MARLTON NJ)
NJ
01/22/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (MARLTON NJ)
BOTH
Issued 01/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/17/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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