Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Mitchell is a financial advisor with LPL Financial LLC. Thomas has been in the financial industry for over 30 years. Thomas earned his Series 6, Series 7, Series 22, Series 24, and Series 63 licenses. Thomas holds a Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
11/03/2017 - Present
LPL Financial LLC (PHOENIX AZ)
TX
10/21/2002 - 10/20/2017
CETERA INVESTMENT SERVICES LLC (FORT WORTH TX)
NJ
10/01/2001 - 12/03/2001
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
NY
06/06/2000 - 10/01/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
OH
10/17/1997 - 06/07/2000
SKY INVESTMENTS, INC. (BRYAN OH)
OH
01/04/1996 - 01/24/1997
SPECTRUM SECURITIES CORPORATION (MAYFIELD HEIGHTS OH)
DE
07/18/1986 - 12/31/1995
PML SECURITIES COMPANY (NEWARK DE)
NA
02/01/1983 - 07/18/1986
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
IA
Issued 11/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/31/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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