Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Miller is a financial advisor with over 40 years of experience. Thomas is registered with LPL Financial LLC and has a Series 7, 6, 22, 62 and 63 license, as well as the SIE exam. Thomas holds the Certified Financial Planner designation. Thomas previously was registered with Waddell & Reed from January 1982 through July 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/21/2021 - Present
LPL Financial LLC (THOUSAND OAKS CA)
CA
01/27/1982 - 07/21/2021
WADDELL & REED (THOUSAND OAKS CA)
BC
Issued 01/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1988
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/02/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/19/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Miller is the right advisor for you? Invested Better is here to help.
