Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Middleton is a financial professional with experience in the investment banking industry. Thomas is currently registered with Lazard Freres & Co. LLC, a firm that specializes in financial advisory and asset management services. Thomas holds the Series 63, Series 79TO, and SIE licenses. Thomas has been working in the financial services industry since March 2022. Thomas is licensed to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/25/2022 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
BC
Issued 04/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Thomas Middleton is the right advisor for you? Invested Better is here to help.
