Unclaimed
Thomas McNeela is a financial advisor with EF Legacy Securities, LLC. Thomas has been in the financial services industry since 2004 and holds the Series 6, Series 63, and SIE licenses. Thomas has previous experience with Allstate Distributors, L.L.C. and ALFS, INC. Thomas is registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
03/14/2022 - Present
EF Legacy Securities, LLC (LOUISVILLE KY)
IL
04/30/2010 - 10/18/2021
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
IL
10/03/2006 - 05/04/2009
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
IL
12/18/2002 - 10/03/2006
ALFS, INC. (NORTHBROOK IL)
BC
Issued 11/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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