Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Martin is a financial advisor with Stifel, Nicolaus & Company, Inc. located in Bethel Park, PA. Thomas has been in the securities industry since January 2, 1997. Thomas is registered with the following securities authorities: Pennsylvania, Texas and FINRA. Thomas is a registered Investment Advisor Representative in Texas and Pennsylvania. The advisor's professional experience includes previous roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Advest, Inc. Thomas holds the Series 3, 7, 31, 63 and 65 licenses. The advisor's qualifications include the Securities Industry Essentials Examination, Futures Managed Funds Examination, and General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/14/2015 - Present
Stifel, Nicolaus & Company, Inc. (BETHEL PARK PA)
PA
03/08/2006 - 05/15/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (UPPER SAINT CLAIR PA)
CT
01/03/1997 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
IA
Issued 12/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 01/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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