Unclaimed
Thomas Edward Layte is a registered representative with Cambridge Investment Research, Inc. based in Malden, MA. Thomas has been in the industry for over 20 years and holds several licenses and certifications, including the Series 7, Series 24, Series 52TO, Series 53, and Series 99TO. Thomas has worked with a variety of firms, including Cantella & Co., Inc. and Investors Capital Corp., before joining Cambridge Investment Research, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
12/09/2022 - Present
Cambridge Investment Research, Inc. (Malden MA)
MA
07/13/2009 - 12/09/2022
CANTELLA & CO., INC. (Malden MA)
MA
02/03/2005 - 04/22/2009
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
05/07/2001 - 10/05/2004
CANTELLA & CO., INC. (MALDEN MA)
BC
Issued 06/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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