Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Labenz has been in the financial industry since 1996. Currently, Thomas works as a broker for Jefferies LLC, located in San Francisco, California. Thomas has a diverse background working at various firms such as ITG INC, Imperial Capital, LLC, and Jefferies & Company, Inc. Thomas holds a variety of licenses including Series 7, Series 24, Series 55, Series 57TO, and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/30/2017 - Present
Jefferies LLC (SAN FRANCISCO CA)
NY
06/25/2013 - 06/03/2016
ITG INC. (NEW YORK NY)
CA
05/21/2012 - 06/12/2013
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
NY
03/12/2007 - 12/15/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
CA
12/04/2001 - 12/05/2006
FIRST ALBANY CAPITAL INC. (SAN FRANCISCO CA)
NY
05/01/2001 - 10/02/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/05/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
08/29/1997 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
MD
09/12/1996 - 05/05/1997
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MI
09/06/1994 - 10/09/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 11/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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