Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kraut is an active registered investment advisor representative in Michigan. He is affiliated with Cambridge Investment Research Advisors, Inc., and has been in the industry since April 1996. Thomas has held licenses in several states, including California, District of Columbia, Indiana, Michigan, North Carolina, and Wisconsin. He is also a registered investment advisor in Michigan. Thomas has earned his Series 6, Series 7, Series 63, and Series 65 licenses and has passed the SIE exam. His previous employers include SII INVESTMENTS, INC. and GNA SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MI
11/17/2017 - Present
Cambridge Investment Research Advisors, Inc. (Bay City MI)
MI
08/06/1996 - 11/17/2017
SII INVESTMENTS, INC. (BAY CITY MI)
VA
05/01/1996 - 08/15/1996
GNA SECURITIES, INC. (GLEN ALLEN VA)
IA
Issued 12/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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