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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kotcher is an investment advisor representative at First Trust Advisors LP. Thomas has been in the industry since 1994 and has been with First Trust Advisors LP since 1998. Thomas has passed the Series 6, Series 7, Series 24, Series 63, and Series 65 exams. Thomas has a specialization in Portfolio Management For Individuals, Portfolio Management For Investment Companies, Portfolio Management For Pooled Investment Vehicles, Portfolio Management For Businesses, Publication of Periodicals, and Selection of Other Advisers. First Trust Advisors LP is a firm based in Wheaton, IL. The firm offers financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
09/28/2011 - Present
First Trust Advisors LP (WHEATON IL)
TX
02/26/1997 - 05/14/1998
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
IL
02/01/1995 - 02/13/1996
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
NA
09/01/1994 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
IA
Issued 10/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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