Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Jandt is an active investment advisor representative with Westpark Capital, Inc. Thomas has been in the securities industry since 1993 and has experience with a variety of firms including Newport Coast Securities, Inc., AIS Financial, Inc., Integrity Brokerage Services, Inc., Finance 500, Inc., Tradeway Securities Group, Inc., Thomas James Associates, Inc., and Chatfield Dean & Co., Inc. Thomas is registered with the Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority. Thomas provides financial planning and portfolio management services for individuals and offers selection of other advisors to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/24/2022 - Present
Westpark Capital, Inc. (Irvine CA)
CA
05/27/2008 - 07/20/2016
NEWPORT COAST SECURITIES, INC. (IRVINE CA)
CA
06/26/2006 - 12/11/2008
AIS FINANCIAL, INC. (IRVINE CA)
CA
05/21/2003 - 06/23/2006
INTEGRITY BROKERAGE SERVICES, INC. (OCEANSIDE CA)
CA
10/23/2002 - 04/17/2003
FINANCE 500, INC. (IRVINE CA)
CA
01/27/1995 - 10/23/2002
TRADEWAY SECURITIES GROUP, INC. (CARLSBAD CA)
NY
01/27/1994 - 01/31/1995
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
CO
04/26/1993 - 01/28/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 05/26/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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