Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Highsmith is a financial advisor with over 20 years of experience in the industry. Currently, Thomas is a Registered Representative with Raymond James Financial Services Advisors, Inc., based in Charlotte, NC. Previous experience includes positions at Carolina Investment Consulting LLC, BANC of America Investment Services, Inc., First Union Securities, Inc., and First Union Brokerage Services, Inc. Thomas is a Certified Financial Planner and holds Series 7, Series 63, and Series 65 licenses. Thomas also holds a SIE designation and is registered in several states, including California, Georgia, Illinois, Michigan, New Jersey, New York, North Carolina, South Carolina, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
09/23/2020 - Present
Raymond James Financial Services Advisors, Inc. (Charlotte NC)
NC
06/08/2006 - 09/24/2020
CAROLINAS INVESTMENT CONSULTING LLC (CHARLOTTE NC)
NC
03/13/2001 - 06/08/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MO
10/01/2000 - 03/06/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/30/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 07/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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