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Thomas Edward Higgins

Mutual OF Omaha Investor Services, Inc.

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About Thomas Edward Higgins

Thomas Higgins is a financial professional with over 30 years of experience in the industry. Thomas is currently registered with Mutual of Omaha Investor Services, Inc. Thomas specializes in providing financial planning, portfolio management for individuals and selecting other advisors. Prior to joining Mutual of Omaha, Thomas was employed by PFS INVESTMENTS INC. and EQUICO SECURITIES, INC.

Firm Information

Thomas Higgins is currently registered with Mutual OF Omaha Investor Services, Inc.. Mutual OF Omaha Investor Services, Inc. is a Corporation formed in September 1993, headquartered in Omaha, Nebraska. The firm offers financial planning and portfolio management for individuals and select client types such as high-net-worth individuals, corporations, charitable organizations, and pension plans. With over 700 licensed agents, investment advisor representatives, and registered representatives, the firm provides a wide range of services to its clients.
Mutual OF Omaha Investor Services, Inc.

3300 MUTUAL OF OMAHA PLAZA

OMAHA, NE 68175-1020

$15.50M

Assets Under Management

6,290

Total Clients

387

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Promoter fees and third party money manager fees

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Thomas Higgins’s Registration & Firm History

FL

03/20/1996 - Present

Mutual OF Omaha Investor Services, Inc. (TAMPA FL)

GA

09/09/1994 - 12/31/1995

PFS INVESTMENTS INC. (DULUTH GA)

NA

11/06/1984 - 11/05/1986

EQUICO SECURITIES, INC.

NA

11/06/1984 - 10/20/1986

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

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Licenses & Designations

BC

Issued 09/01/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Edward Higgins.
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