Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hess is a financial advisor with over 25 years of experience in the industry. Thomas is currently registered with IP Financial Advisory Services LLC. Thomas has been with IP Financial Advisory Services LLC since May 2024. Previously, Thomas was registered with Parsonex Securities, Inc. Thomas has a Series 7, Series 31, Series 63, Series 65 and a SIE license. Thomas is also a registered Investment Advisor in California. Thomas specializes in providing financial planning, consulting services, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fees
1
2
CA
05/23/2024 - Present
IP Financial Advisory Services LLC (Huntington Beach CA)
CA
02/18/2021 - 05/13/2024
PARSONEX SECURITIES, INC. (Orange CA)
NY
11/20/1996 - 03/20/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/07/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/19/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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