Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Hermann is a financial advisor with over 30 years of experience in the industry. Thomas has held various roles with multiple financial institutions, including PNC Investments. He is a registered investment advisor in Kentucky and Ohio. Currently, he works with PNC Investments as a financial advisor specializing in retirement planning, investment management, and financial planning for high-net-worth individuals. He is also authorized to conduct investment advisory services for corporations and other businesses, pension plans, and pooled investment vehicles. Thomas is dedicated to providing personalized financial advice and working with his clients to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
01/01/2004 - Present
PNC Investments (CINCINNATI OH)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
03/01/1994 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
VA
12/08/1992 - 03/09/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
MN
03/16/1990 - 12/10/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/16/1990 - 12/10/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1991
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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