Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Herman is a financial professional with over 17 years of experience in the industry. Thomas has a Series 27, Series 99TO and SIE license. Thomas is currently employed with Calamos Financial Services LLC. Prior to joining Calamos, Thomas worked at HARRIS ASSOCIATES SECURITIES L.P. and ARIEL DISTRIBUTORS, LLC. The advisor has a branch office located in NAPERVILLE, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/07/2016 - Present
Calamos Financial Services LLC (NAPERVILLE IL)
IL
09/22/2010 - 03/03/2016
HARRIS ASSOCIATES SECURITIES L.P. (CHICAGO IL)
IL
05/30/2005 - 09/01/2010
ARIEL DISTRIBUTORS, LLC (CHICAGO IL)
BC
Issued 05/27/2005
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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