Unclaimed
Thomas Haan is a securities professional with over 11 years of experience in the financial services industry. Thomas currently holds registrations with FINRA and is registered in Illinois. He is affiliated with City Capital Advisors, LLC, a firm headquartered in Chicago, Illinois. His professional designations include the Series 63, Series 79, and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/21/2011 - Present
City Capital Advisors, LLC (CHICAGO IL)
BC
Issued 04/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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