Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Gummersbach is a financial advisor and a registered representative with Huntleigh Advisors, Inc. Thomas is a principal of the firm and has been in the financial services industry for over 50 years. Thomas has extensive experience in providing investment advice to individuals and families, as well as corporations and charitable organizations. Thomas specializes in retirement planning, investment management, and estate planning. Thomas holds Series 7, 8, 9, 10, 24, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
MO
09/22/2021 - Present
Huntleigh Advisors, Inc. (SAINT LOUIS MO)
NY
03/01/1993 - 03/03/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
CT
09/30/1989 - 03/17/1993
ADVEST, INC. (HARTFORD CT)
MO
12/31/1981 - 09/30/1989
NEWHARD, COOK & CO. INCORPORATED (ST. LOUIS MO)
NA
09/16/1977 - 12/23/1983
PRUDENTIAL-BACHE SECURITIES INC.
NA
03/27/1978 - 01/06/1982
STIX & CO., INC.
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
09/21/1970 - 02/27/1976
BACHE & CO., INCORPORATED
IA
Issued 11/10/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/02/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/28/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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