Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Grubb has been in the financial services industry since April 6, 2001. Thomas is a registered representative and investment advisor representative. Thomas is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc., where Thomas has been employed since June 2007. Prior to this, Thomas was employed by H&R BLOCK FINANCIAL ADVISORS, INC. and MORGAN STANLEY DW INC. Thomas holds the following securities licenses: Series 31, Series 7, Series 66, and SIE. Thomas's specializations are as follows: Asset Allocation, Portfolio Management, Retirement Planning, Estate Planning, and Insurance Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/03/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BRADENTON FL)
FL
05/07/2002 - 06/25/2007
H&R BLOCK FINANCIAL ADVISORS, INC. (BRADENTON FL)
NY
02/13/2001 - 04/02/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 02/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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