Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Gregory is a financial advisor with Ameriprise Financial Services, LLC. Thomas is a registered representative with FINRA and has been active in the financial services industry since May 1997. Thomas provides financial planning, portfolio management, and asset allocation services to a range of clients, including individuals, businesses, and charitable organizations. Thomas has held previous roles at Wells Fargo Advisors Financial Network, LLC, J.J.B HILLIARD, W.L. LYONS, LLC, BANC ONE SECURITIES CORPORATION, and WADDELL & REED, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/04/2021 - Present
Ameriprise Financial Services, LLC (Melbourne FL)
IN
05/21/2009 - 06/06/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LAFAYETTE IN)
IN
02/25/1998 - 05/22/2009
J.J.B HILLIARD, W.L. LYONS, LLC (LAFAYETTE IN)
IL
10/06/1997 - 01/22/1998
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
KS
09/11/1992 - 02/17/1993
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 03/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Gregory is the right advisor for you? Invested Better is here to help.
