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Thomas Gorczyca is a registered investment advisor representative with Equitable Advisors, LLC, a firm based in New York, NY. Thomas has been in the industry since December 1974. Thomas is a Series 63 and Series 65 licensed individual, with a Series 7 license as well as other registrations including: Series 1, Series 22TO, Series 6TO, and SIE. Thomas is licensed in Florida, Illinois, Kentucky, and Ohio. Thomas is registered as an investment advisor in Ohio. Thomas has experience working with individuals, corporations, high-net-worth individuals, pension and profit sharing plans, charitable organizations, and other business entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
01/24/2003 - Present
Equitable Advisors, LLC (CENTERVILLE OH)
NY
12/02/1974 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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