Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Finley is a financial advisor with Waverly Advisors, LLC and 9258 Wealth Management, LLC. Thomas has over 20 years of experience in the financial industry. Thomas has a wide range of experience and expertise in the financial services industry and holds several licenses and certifications, including Series 7, 9, 10, 66, and SIE. Thomas is also a registered Investment Advisor Representative in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
10/22/2024 - Present
Waverly Advisors, LLC (BIRMINGHAM AL)
OH
09/27/2018 - 10/06/2020
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
02/26/2018 - 10/05/2018
PNC INVESTMENTS (BEAVERCREEK OH)
OH
06/01/2009 - 02/01/2018
MORGAN STANLEY (BEAVERCREEK OH)
OH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CINCINNATI OH)
OH
09/03/1999 - 04/02/2007
MORGAN STANLEY DW INC. (CENTERVILLE OH)
BOTH
Issued 08/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/11/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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