Unclaimed
Thomas Edward Fautrel is a financial advisor currently registered with Wells Fargo Advisors Financial Network, LLC. Thomas Edward Fautrel has been in the financial industry for over 20 years. Thomas Edward Fautrel has experience with a variety of financial products and services, including portfolio management, financial planning, pension consulting, and investment consulting services to institutional clients. Prior to joining Wells Fargo Advisors Financial Network, LLC, Thomas Edward Fautrel was registered with Morgan Stanley and Merrill Lynch. Thomas Edward Fautrel is licensed to provide financial advice in 49 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
04/26/2023 - Present
Wells Fargo Advisors Financial Network, LLC (BETHESDA MD)
MD
09/23/2011 - 12/06/2016
MORGAN STANLEY (BETHESDA MD)
MD
02/23/2007 - 09/27/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROCKVILLE MD)
VA
02/13/2004 - 02/28/2007
A. G. EDWARDS & SONS, INC. (MCLEAN VA)
BOTH
Issued 03/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 02/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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