Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Evans is a securities professional with over three years of experience in the financial services industry. Thomas Evans is currently registered with Foreside Fund Services, LLC. Prior to joining Foreside Fund Services, LLC, Thomas Evans was employed by OppenheimerFunds Distributor, Inc. and Foreside Fund Services, LLC. Thomas Evans holds the Series 63, Series 7 and SIE licenses. Thomas Evans has been registered with the Financial Industry Regulatory Authority (FINRA) for over three years. Thomas Evans is licensed in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/05/2018 - Present
Foreside Fund Services, LLC (New York NY)
NY
01/24/2017 - 01/09/2018
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
07/27/2015 - 01/05/2017
FORESIDE FUND SERVICES, LLC (New York NY)
BC
Issued 04/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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