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Thomas Edward Eberlein

Morgan Stanley

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About Thomas Edward Eberlein

Thomas Edward Eberlein is a financial professional with over 20 years of experience in the industry. Currently, Thomas is a Registered Representative and Investment Advisor Representative with Morgan Stanley. Previously, Thomas worked with Lloyds Securities, OppenheimerFunds Distributor, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., PFS Investments Inc., and Prudential Securities Incorporated. Thomas holds the Series 7, Series 24, Series 51, and Series 63 licenses and the SIE exam.

Firm Information

Thomas Eberlein is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Thomas Eberlein’s Registration & Firm History

NY

04/24/2018 - Present

Morgan Stanley (PURCHASE NY)

NY

11/30/2015 - 11/10/2016

LLOYDS SECURITIES (NEW YORK NY)

NY

02/24/2011 - 09/10/2014

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

06/01/2009 - 02/07/2011

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

06/09/2009 - 01/24/2011

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

GA

10/04/2004 - 05/04/2010

PFS INVESTMENTS INC. (DULUTH GA)

NY

09/30/2004 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

02/04/2003 - 03/11/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

07/10/2001 - 01/14/2003

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

09/03/1998 - 07/12/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/02/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/15/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 04/12/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Edward Eberlein.
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