Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Dooney is a registered investment advisor representative with Oppenheimer & Co. Inc., based in Jericho, NY. Thomas has been in the financial services industry since 2015 and has previously worked with HORNOR, TOWNSEND & KENT, LLC, EQUITABLE ADVISORS, LLC, MORGAN STANLEY, and RAYMOND JAMES & ASSOCIATES, INC. Thomas holds a Series 66, Series 7, and SIE license and is currently registered in Connecticut, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York (both broker-dealer and investment advisor).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
08/09/2024 - Present
Oppenheimer & Co. Inc. (JERICHO NY)
NY
02/16/2021 - 08/09/2024
HORNOR, TOWNSEND & KENT, LLC (NEW YORK NY)
NY
04/27/2018 - 01/12/2021
EQUITABLE ADVISORS, LLC (WOODBURY NY)
NY
12/23/2015 - 12/05/2017
MORGAN STANLEY (GARDEN CITY NY)
NY
01/01/2015 - 12/15/2015
RAYMOND JAMES & ASSOCIATES, INC. (WOODBURY NY)
BOTH
Issued 06/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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