Unclaimed
Thomas Corrigan is an investment advisor representative who is registered with Register Financial Advisors, LLC. Thomas has been working in the financial services industry since 1981. Thomas has a wide range of experience in the financial services industry, and has worked with a number of different firms over the years. Thomas is currently licensed to provide financial advice in Alabama, California, Colorado, Connecticut, Florida, Georgia, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
02/07/2012 - Present
Register Financial Advisors, LLC (Alpharetta GA)
GA
11/22/2004 - 01/09/2012
J.P. MORGAN SECURITIES LLC (ATLANTA GA)
NY
01/03/2003 - 11/23/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/12/1984 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
04/03/1988 - 04/18/1995
OPPENHEIMER & CO., INC.
NA
10/31/1981 - 08/31/1984
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
IA
Issued 10/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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