Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Coleman is a financial advisor with KCD Financial, Inc., where he has been registered since 2004. Thomas has been in the industry since 1991. His previous firms include SII Investments, Inc., Wellington Investment Services Corp., and Geneva Securities, Inc. Thomas is a licensed agent in Arizona, Oregon, and Wisconsin. His specialties include retirement planning, college savings, and investment planning. Thomas is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
A portion of fees paid to 3rd party advisors
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2
WI
07/23/2004 - Present
KCD Financial, Inc. (Brookfield WI)
WI
09/02/1997 - 06/23/2004
SII INVESTMENTS, INC. (APPLETON WI)
WI
04/11/1991 - 09/04/1997
WELLINGTON INVESTMENT SERVICES CORP. (BROOKFIELD WI)
IL
03/26/1990 - 03/31/1990
GENEVA SECURITIES,INC. (SCHAUMBURG IL)
IA
Issued 10/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1993
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/15/1992
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/22/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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