Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Coco is a financial advisor with Cetera Investment Advisers LLC. He has over 29 years of experience in the industry and has passed numerous exams. He specializes in financial planning, pension consulting, and educational seminars. Thomas is registered as a financial advisor in Arizona, California, Colorado, Florida, Hawaii, Illinois, Louisiana, Michigan, Nevada, Ohio, Oregon, Texas, and Utah. He is also a registered representative with Cetera Investment Advisers LLC. Thomas has held previous positions at Pension Planners Securities, Inc., Round Hill Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Olde Discount Corporation. He has extensive experience in financial advising and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (EVERGREEN CO)
CA
11/08/2000 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SACRAMENTO CA)
CA
11/02/2000 - 12/31/2002
ROUND HILL SECURITIES, INC. (ALAMO CA)
NY
07/11/1997 - 11/10/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MI
03/17/1994 - 07/17/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 03/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/2003
Series 4 - Registered Options Principal Examination
BC
Issued 12/13/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Coco is the right advisor for you? Invested Better is here to help.
