Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Coco is a financial advisor with over 29 years of experience in the financial services industry. Thomas is currently registered with Cetera Investment Advisers LLC and has been with the firm since 2013. Prior to joining Cetera, Thomas worked with other financial firms including Pension Planners Securities, Inc., Round Hill Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Olde Discount Corporation. Thomas holds a variety of licenses and certifications, including Series 4, 7, 8, 9, 10, 63, and SIE. Thomas specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Thomas's primary office is located in Evergreen, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (EVERGREEN CO)
CA
11/08/2000 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (SACRAMENTO CA)
CA
11/02/2000 - 12/31/2002
ROUND HILL SECURITIES, INC. (ALAMO CA)
NY
07/11/1997 - 11/10/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MI
03/17/1994 - 07/17/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 3/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/2003
Series 4 - Registered Options Principal Examination
BC
Issued 12/13/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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