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Thomas Edward Clasby

Northwestern Mutual Investment Services, LLC

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About Thomas Edward Clasby

Thomas Clasby is a financial advisor with Northwestern Mutual Investment Services, LLC, a firm that has been serving clients since 1994. Thomas has been in the financial industry since 2009, providing financial advice and guidance to individuals and families. Prior to joining Northwestern Mutual Investment Services, LLC, Thomas worked at Woodbury Financial Services, Inc. and Hartford Investment Financial Services, LLC. Thomas Clasby holds Series 6, 7, 24 and 63 licenses and is registered to offer financial advice in Arizona, California, Colorado, Iowa, Minnesota, North Dakota, South Dakota, and Texas.

Firm Information

Thomas Clasby is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Thomas Clasby’s Registration & Firm History

MN

09/27/2012 - Present

Northwestern Mutual Investment Services, LLC (LAKE ELMO MN)

MN

04/13/2011 - 08/13/2012

WOODBURY FINANCIAL SERVICES, INC. (WOODBURY MN)

MN

03/10/2009 - 03/15/2010

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WOODBURY MN)

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Licenses & Designations

BC

Issued 11/28/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2011

Series 7 - General Securities Representative Examination

BC

Issued 03/09/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Edward Clasby. Review regulatory record here.
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