Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Castillo is a financial advisor at LPL Financial LLC. Thomas is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds Series 63 and 66 licenses. Thomas has been in the industry since 1995. Thomas has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Thomas provides a range of financial services, including financial planning, investment management, and retirement planning. Thomas is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/04/2018 - Present
LPL Financial LLC (ANAHEIM CA)
RI
07/27/1999 - 03/31/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
CA
10/16/1998 - 07/22/1999
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
MO
06/12/1998 - 10/21/1998
FIRST BROKERAGE AMERICA, L.L.C. (CLAYTON MO)
CA
05/01/1998 - 05/20/1998
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
04/09/1998 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
MA
10/13/1997 - 03/30/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/13/1997 - 03/30/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
08/17/1995 - 09/12/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/17/1995 - 09/12/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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