Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Carlson is an investment banker and financial advisor registered with Houlihan Lokey Capital, Inc. in Texas. Thomas has over 13 years of experience in the financial services industry. Prior to joining Houlihan Lokey Capital, Inc., Thomas worked at BMO Capital Markets Corp. and Citigroup Global Markets Inc. Thomas has a strong track record of success in investment banking and financial advisory. He has a deep understanding of the financial markets and is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/13/2021 - Present
Houlihan Lokey Capital, Inc. (HOUSTON TX)
TX
01/19/2010 - 12/17/2020
BMO CAPITAL MARKETS CORP. (HOUSTON TX)
NY
12/06/2007 - 02/06/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Carlson is the right advisor for you? Invested Better is here to help.
