Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Brown is a financial advisor with Raymond James & Associates, Inc. Thomas has been in the financial services industry since October 2013. He has a Series 7, Series 66, and SIE licenses. He is also a Certified Financial Planner and Chartered Financial Consultant. Thomas has experience working with individuals, businesses, and institutions. He provides a range of financial services, including investment management, financial planning, and retirement planning. Thomas is committed to providing his clients with personalized service and helping them achieve their financial goals. He is also a member of the Charlotte SAE Alumni Association Advisory Board.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/03/2017 - Present
Raymond James & Associates, Inc. (CHARLOTTE NC)
NC
03/25/2015 - 11/23/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
GA
09/16/2013 - 02/26/2015
EDWARD JONES (CHAMBLEE GA)
BOTH
Issued 10/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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