Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Brown is a financial advisor with Edward Jones in WAXHAW, NC. Thomas has been in the industry since December 15, 2007, and has worked for both Edward Jones and SHARE FINANCIAL SERVICES, INC. Thomas has a strong track record of success, and has a proven ability to help his clients achieve their financial goals. He is committed to providing his clients with personalized financial advice and guidance, and is dedicated to helping them make informed financial decisions. Thomas is a highly skilled and experienced financial advisor who is passionate about helping his clients reach their financial aspirations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
12/06/2018 - Present
Edward Jones (WAXHAW NC)
TX
02/08/2007 - 12/31/2008
SHARE FINANCIAL SERVICES, INC. (DALLAS TX)
NY
01/21/2002 - 09/09/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/25/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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