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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Brown is a financial advisor with over 40 years of experience in the industry. Thomas Edward Brown is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2017. Before that, Thomas Edward Brown worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated for over 13 years and Morgan Stanley DW Inc. for 10 years. Thomas Edward Brown holds multiple licenses and registrations, including Series 7, 3, 5, 63, 65, 9, 10 and SIE, and is a registered Investment Advisor in Illinois and Texas. Thomas Edward Brown also has experience with other firms including Everen Securities, Inc., Blunt Ellis & Loewi Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., Edward D. Jones & Co., L.P. and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/16/2017 - Present
Wells Fargo Clearing Services, LLC (CHAMPAIGN IL)
IL
10/29/2004 - 11/17/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHAMPAIGN IL)
NY
10/26/1994 - 11/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
09/04/1990 - 10/26/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
01/03/1989 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
04/11/1988 - 01/18/1989
SHEARSON LEHMAN HUTTON INC.
NA
02/12/1985 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
04/27/1983 - 01/02/1985
EDWARD D. JONES & CO., L.P.
NA
09/11/1981 - 04/29/1983
A. G. EDWARDS & SONS, INC.
IA
Issued 07/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/07/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1995
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/1981
Series 5 - Interest Rate Options Examination
BC
Issued 07/18/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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