Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Brand is a financial advisor with LPL Financial LLC. He is licensed to provide investment advice in 29 states and is also registered with FINRA and the state of Minnesota as a Registered Representative. Thomas has been in the securities industry for over 12 years, having previously worked with Edward Jones, Wells Fargo Clearing Services, LLC, and Waddell & Reed. Thomas has a Series 7 and Series 66 license as well as the Securities Industry Essentials (SIE) exam. Thomas's experience in the industry, combined with his professional qualifications, makes him a valuable resource for clients seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
01/13/2023 - Present
LPL Financial LLC (EAGAN MN)
MN
02/13/2020 - 07/21/2021
WADDELL & REED (EAGAN MN)
MN
08/29/2014 - 02/21/2020
WELLS FARGO CLEARING SERVICES, LLC (MINNEAPOLIS MN)
MN
08/31/2010 - 09/02/2014
EDWARD JONES (WHITE BEAR LAKE MN)
BOTH
Issued 09/10/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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