Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Brady has been in the securities industry since September 30, 1978. Thomas is currently registered with The Leaders Group, Inc. in Littleton, CO. Previously, Thomas was registered with VALMARK SECURITIES, INC., AXA ADVISORS, LLC, WALNUT STREET SECURITIES, INC., OGILVIE & TAYLOR SECURITIES CORPORATION and NEL EQUITY SERVICES CORPORATION. Thomas is licensed to sell securities in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/21/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
07/06/2004 - 04/01/2022
VALMARK SECURITIES, INC. (SAN MATEO CA)
NY
12/17/2001 - 07/13/2004
AXA ADVISORS, LLC (NEW YORK NY)
CA
05/17/1991 - 12/31/2001
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IL
05/22/1984 - 10/23/1989
OGILVIE & TAYLOR SECURITIES CORPORATION (CHICAGO IL)
NA
03/10/1977 - 12/23/1985
NEL EQUITY SERVICES CORPORATION
BC
Issued 07/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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