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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Boles is a financial advisor with over 27 years of experience in the industry. He is currently registered with Cetera Investment Advisers LLC and is licensed to provide investment advice in California and Texas. Thomas specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. He has a broad range of experience serving individual clients, corporations, and charitable organizations. Thomas has also been a registered representative with several other firms over the years, including Multi-Financial Securities Corporation, LinSco/Private Ledger Corp, and Presidential Brokerage, Inc. Thomas has a strong understanding of the financial markets and a commitment to providing personalized service to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/21/2024 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
07/26/2007 - 01/09/2013
MULTI-FINANCIAL SECURITIES CORPORATION (SAN DIEGO CA)
CA
04/07/2006 - 08/01/2007
LINSCO/PRIVATE LEDGER CORP. (ENCINITAS CA)
CA
02/18/2003 - 04/21/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (SAN DIEGO CA)
TX
11/08/1996 - 02/27/2003
PRESIDENTIAL BROKERAGE, INC. (AUSTIN TX)
IA
Issued 03/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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