Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Boles is an investment advisor representative at Cetera Investment Advisers LLC. Thomas has been in the financial services industry since November 1996. Thomas has experience providing investment advice to a range of clients, including individuals, corporations, and charitable organizations. Thomas is registered with the state of California and Texas as an Investment Advisor Representative. Thomas is also registered with the state of Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, and Washington as a Broker. Thomas is also a Series 7, Series 10, Series 9, Series 63, and Series 65 licensed individual. Thomas is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/21/2024 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
07/26/2007 - 01/09/2013
MULTI-FINANCIAL SECURITIES CORPORATION (SAN DIEGO CA)
CA
04/07/2006 - 08/01/2007
LINSCO/PRIVATE LEDGER CORP. (ENCINITAS CA)
CA
02/18/2003 - 04/21/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (SAN DIEGO CA)
TX
11/08/1996 - 02/27/2003
PRESIDENTIAL BROKERAGE, INC. (AUSTIN TX)
IA
Issued 3/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/4/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/9/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/7/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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