Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edward Bateman is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. and has been in the industry since April 28, 2012. Thomas Edward Bateman is also registered as an investment advisor representative with Cambridge Investment Research, Inc. Thomas Edward Bateman is registered to offer investment advisory services in Alabama, Colorado, Florida, Georgia, Maryland, Missouri, Tennessee, and Texas. Thomas Edward Bateman is also licensed to offer securities products in the same states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TN
01/04/2022 - Present
Cambridge Investment Research Advisors, Inc. (Brentwood TN)
TN
12/16/2013 - 01/18/2022
WELLS FARGO CLEARING SERVICES, LLC (NASHVILLE TN)
TN
02/20/2012 - 10/07/2013
WELLS FARGO ADVISORS, LLC (NASHVILLE TN)
BOTH
Issued 03/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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