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Thomas Edward Bajus

Keybanc Capital Markets Inc.

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About Thomas Edward Bajus

Thomas Edward Bajus is a financial professional registered with Keybanc Capital Markets Inc. with over 27 years of experience in the financial industry. Thomas has a strong background in municipal securities, having held licenses and registrations with Janney Montgomery Scott LLC in the past. He has held leadership positions, having been a principal at firms in both New York and Philadelphia. Thomas is currently registered to conduct business in New York, Ohio, and Pennsylvania.

Firm Information

Thomas Bajus is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Bajus’s Registration & Firm History

NY

01/04/2023 - Present

Keybanc Capital Markets Inc. (New York NY)

PA

09/29/2009 - 05/23/2022

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

PA

04/15/2005 - 05/29/2009

SOVEREIGN SECURITIES CORPORATION, LLC (PHILADELPHIA PA)

PA

07/27/1998 - 04/14/2005

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

NY

03/17/1997 - 08/10/1998

FIRST ALBANY CORPORATION (NEW YORK NY)

PA

06/28/1994 - 03/19/1997

RRZ PUBLIC MARKETS, INC. (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 05/05/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2008

Series 24 - General Securities Principal Examination

BC

Issued 12/04/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/04/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 03/31/2021

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Edward Bajus.
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