Unclaimed
Thomas Edward Bailey is a financial advisor with Houlihan Lokey Capital, Inc. based in Atlanta, Georgia. Thomas has over 17 years of experience in the financial services industry. He holds a Series 7, Series 63, Series 79TO, and SIE licenses. Thomas has previously held positions with SunTrust Robinson Humphrey, Inc., Childs Advisory Partners LLC, Thomas Group Capital, Banc of America Securities LLC, and Peachtree Capital Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
06/24/2016 - Present
Houlihan Lokey Capital, Inc. (ATLANTA GA)
GA
10/05/2010 - 06/09/2016
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
GA
11/23/2009 - 10/19/2010
CHILDS ADVISORY PARTNERS LLC (ATLANTA GA)
GA
04/23/2009 - 12/30/2009
THOMAS GROUP CAPITAL (ATLANTA GA)
CA
10/26/2004 - 08/16/2007
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
GA
01/28/2004 - 07/19/2004
PEACHTREE CAPITAL CORPORATION (ATLANTA GA)
BC
Issued 04/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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