linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Edward Austin

Citizens Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Edward Austin

Thomas Austin has been in the financial industry since 1992. Thomas Edward Austin currently works at Citizens Securities, Inc. Thomas is a registered representative in California, Florida, Nevada, and Ohio and is also registered as an investment advisor representative in California, Florida, Nevada, and Ohio. Thomas Austin holds the following licenses: Series 6, Series 7, Series 24, Series 62, Series 63, and SIE. Thomas is also a Certified Financial Planner. Previously, Thomas was employed at The Huntington Investment Company, U.S. BANCORP INVESTMENTS, INC., Fifth Third Securities, Inc., and Corna and Co., Inc.

Firm Information

Thomas Austin is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Austin’s Registration & Firm History

OH

06/21/2011 - Present

Citizens Securities, Inc. (MENTOR ON THE LAKE OH)

OH

05/19/2009 - 06/02/2011

THE HUNTINGTON INVESTMENT COMPANY (RICHMOND HEIGHTS OH)

OH

12/22/2008 - 05/26/2009

U.S. BANCORP INVESTMENTS, INC. (FREMONT OH)

OH

11/04/2005 - 12/12/2008

FIFTH THIRD SECURITIES, INC. (FINDLAY OH)

OH

03/25/1993 - 08/18/2005

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

OH

07/10/1989 - 09/09/1990

CORNA AND CO., INC. (COLUMBUS OH)

Not sure if Thomas Edward Austin is right for you?

Licenses & Designations

IA

Issued 11/30/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/15/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1997

Series 7 - General Securities Representative Examination

BC

Issued 03/23/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Thomas Edward Austin. Review regulatory record here.
Not sure if Thomas Edward Austin is right for you?