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Thomas Edward Ajello

Clsa Americas, LLC

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About Thomas Edward Ajello

Thomas Ajello has been working in the financial industry since 1998. He is currently registered with Clsa Americas, LLC as a Registered Representative. Thomas Ajello has experience working with high net worth individuals and other investment advisors. He specializes in providing research product and arrangement services.

Firm Information

Thomas Ajello is currently registered with Clsa Americas, LLC. Clsa Americas, LLC is a Limited Liability Company formed on August 15, 2012. The firm is registered as an investment adviser in 53 states and the District of Columbia. Clsa Americas, LLC provides referrals to others, research product & arrangement and referral services. The firm has 117 clients that are other investment advisers.

Not reported

Assets Under Management

119

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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referrals to others; research product & arrangement and referral service

Referrals to others; research product & arrangement and referral service

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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other

Negotiated rates for research product

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Thomas Ajello’s Registration & Firm History

NY

06/03/2014 - Present

Clsa Americas, LLC (NEW YORK NY)

NJ

08/02/2012 - 05/23/2014

WALL STREET ACCESS (TINTON FALLS NJ)

NJ

05/27/2011 - 07/24/2012

RODMAN & RENSHAW, LLC (JERSEY CITY NJ)

NJ

01/15/2008 - 05/27/2011

HUDSON SECURITIES,INC. (JERSEY CITY NJ)

NY

03/10/2005 - 01/25/2008

E*TRADE CAPITAL MARKETS LLC (NEW YORK NY)

NJ

03/10/2005 - 09/29/2005

E*TRADE CLEARING LLC (JERSEY CITY NJ)

CT

03/14/2000 - 02/22/2005

UBS CAPITAL MARKETS L.P. (STAMFORD CT)

NJ

02/18/1998 - 10/08/1999

THE ISLAND ECN (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 02/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Edward Ajello.
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