Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edmund Emmel is a financial advisor at Craig-Hallum Capital Group LLC. Thomas has been in the financial services industry for over 25 years. Thomas has a Series 7, Series 24 and Series 63 licenses. Thomas is registered with FINRA and the state of Minnesota. Prior to joining Craig-Hallum Capital Group LLC, Thomas was a financial advisor at ThinkEquity Partners and John G. Kinnard And Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
08/23/2002 - Present
Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)
CA
10/03/2000 - 06/04/2002
THINKEQUITY PARTNERS (SAN FRANCISCO CA)
MN
04/17/1996 - 09/22/2000
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
BC
Issued 04/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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