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Thomas Edison Kelly

Aegis Capital Corp.

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About Thomas Edison Kelly

Thomas Edison Kelly is a financial professional with over 20 years of experience in the industry. Kelly is currently registered with Aegis Capital Corp. in New York. Aegis Capital Corp. is a full-service investment bank that provides a wide range of financial products and services to individual and institutional clients. Previously, Kelly was registered with NATIONAL SECURITIES CORPORATION, FIRST REPUBLIC GROUP, LLC, NORTHEAST SECURITIES, INC., and NICHOLS, SAFINA, LERNER & CO. INC.

Firm Information

Thomas Kelly is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Kelly’s Registration & Firm History

NY

05/10/2018 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

05/07/2008 - 05/07/2018

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

01/30/1998 - 05/06/2008

FIRST REPUBLIC GROUP, LLC (NEW YORK NY)

NY

01/23/1998 - 02/17/1998

NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)

NY

08/14/1997 - 01/30/1998

NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/11/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 23 public disclosures for Thomas Edison Kelly. Review regulatory record here.
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